This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 5, 2022

First registration

Aug 17, 2022

Dual registered

yes, broker-dealer

Other names

CHELSEA ANNE LE MOINE|Chelsea Anne LeMoine

IAPD individual key

7498337

• Occurred

  Dec 12, 2023
  Advisor changed firm

  Chelsea Anne Le Moine left Mml Investors Services, Llc for Lpl Financial Llc (registered 2025-11-04)

  Form ADVobserved 5 days ago
• Occurred

  Feb 27, 2023
  Advisor changed firm

  Chelsea Anne Le Moine left Fidelity Personal And Workplace Advisors for Mml Investors Services, Llc (registered 2023-10-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3eb160a0-701a-52dc-ea4c-5743b268b279

First observed

Aug 17, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.