DFX Intelligence

T••••• B•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

T••••• B•••• M••••

Advisor at C••••• I••••••••• A••••••• L••

MARIETTA, GA

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Search this name across graphsid dfx:ria:3eb1d677-aac1-2005-6529-6b80d544c769

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Dec 8, 2025	n/a	yes	MARIETTA, GA	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Oct 6, 2025	Dec 5, 2025	no	GREENWOOD VILLAGE, CO\|Marietta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	C••••• I••••••••• A••••••• L••	Dec 5, 2025	Dec 8, 2025	3	Firm change	Ibd to ibd
W•••• F•••• A•••••••	E•••••• A••••••• G••••• L••	May 2, 2025	Oct 6, 2025

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Oct 6, 2025 to Dec 5, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2024 to May 2, 2025factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3eb1d677-aac1-2005-6529-6b80d544c769
First observed: Apr 10, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.