DFX Intelligence

K•••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

K•••• W•••••

K•••• W••••• LLC, CRD 323987

DENTON, TX

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Data as of Oct 4, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2022 to Oct 4, 2023
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.5M••• Locked
Discretionary RAUM: $28.5M
Private client RAUM: $26.0Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $14.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••••• J•••• B•••••••	n/a	DENTON, TX	2	11	3	no
N••••• W•••••• G•••••	n/a	Kapolei, HI \| DENTON, TX	2	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A••••••••• J••••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	01/2023	Dec 13, 2022	Oct 4, 2023

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Relationships

Registered with (2)

← N••••• W•••••• G•••••Advisorregistration: current employment
Dec 22, 2023 to presentfactForm ADV
← A•••••••• J•••• B•••••••Advisorregistration: current employment
Oct 12, 2023 to presentfactForm ADV

Controls (1)

← B•••••••• A••••••••• J••••OwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 13, 2022 to presentfactForm ADV

Dated events

Occurred
Dec 13, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 13, 2022
Last observed: Oct 4, 2023 36 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.