DFX Intelligence

R•••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R•••••• C•••••• M••••••••• L••

CRD 161565

NEW YORK, NY

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Search this name across graphsid dfx:ria:3ebcec3d-7ab5-7f38-5359-d748b9e393b1

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Mar 27, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

R•••••• C•••••• M••••••••• L••

Manager of family capital · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $270M••• Locked
Discretionary RAUM: $270M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••• A••••••••• L•••	Hedge Fund	$168M	May 16, 2024	36	Feb 14, 2012	reported	021-129602

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O••••••• J••••• D•	CHIEF COMPLIANCE OFFICER	Na	yes	10/2001	Feb 14, 2012	May 16, 2024
O••••••• P•••• H•	MANAGING MEMBER	E	yes	09/1996	Feb 14, 2012	May 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• C•••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$270M	$180M	50.5%	$179M	14.8%	2	2	0	0

Relationships

Advises (1)

→ R•••••• A••••••••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV

Controls (2)

← O••••••• P•••• H•OwnerMANAGING MEMBER, ownership code E, individual
Feb 14, 2012 to May 16, 2024factForm ADV
← O••••••• J••••• D•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2012 to May 16, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ebcec3d-7ab5-7f38-5359-d748b9e393b1
First observed: Feb 14, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.