DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••• E••••••••• A••••••• S•••••••• L••
SAN DIEGO, CA | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• E••••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Aug 27, 2025 | n/a | yes | SAN DIEGO, CA|PLYMOUTH, MN | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 12, 2020 | Aug 19, 2025 | no | SAN DIEGO, CA|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | W••••• E••••••••• A••••••• S•••••••• L•• | Aug 19, 2025 | Aug 27, 2025 | 8 | Firm change | Ibd to ibd |
| F•••• A••••• A••••••• S•••••••• I••• | C••••• I••••••••• A••••••• L•• | Nov 12, 2020 | Nov 12, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 32444:137888:CA:2018-03-23 | Mar 23, 2018 | Mar 23, 2018 | SAN DIEGO, CA | Firm change |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Mar 23, 2018 | Nov 12, 2020 | no | SAN DIEGO, CA | Previous registration |
| F•••• A••••• S••••••••• I••• | Former SEC adviser | Jan 3, 2017 | Mar 23, 2018 | no | SAN DIEGO, CA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| F•••• A••••• S••••••••• I••• | F•••• A••••• A••••••• S•••••••• I••• | Mar 23, 2018 | Mar 23, 2018 | 0 | Channel change | Other |