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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

CARYN TAUROG BORDEN

Advisor at PROSPERA FINANCIAL SERVICES, INC.

DALLAS, TX | Telluride, CO

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Search this name across graphsid dfx:ria:3ec0c33c-a992-9550-8176-4b94ecadd9d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 15, 2010
First registration: Jun 21, 2010
Dual registered: yes, broker-dealer
Other names: CARYN LEE TAUROG
IAPD individual key: 5711976

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Dec 21, 2020	n/a	yes	DALLAS, TX\|Telluride, CO	Current employment
FULLCIRCLE WEALTH LLC	Former SEC adviser	Jan 12, 2015	Feb 25, 2016	no	MCKINNEY, TX	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Mar 13, 2013	Feb 11, 2015	no	DALLAS, TX\|ATLANTA, GA\|DALLAS, TX	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jun 21, 2010	Mar 14, 2013	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FULLCIRCLE WEALTH LLC	PROSPERA FINANCIAL SERVICES, INC.	Feb 25, 2016	Dec 21, 2020	1,761	Firm change after gap	RIA to RIA
TRIAD ADVISORS, LLC	FULLCIRCLE WEALTH LLC	Feb 11, 2015	Jan 12, 2015	-30	Firm change	Other
INVEST FINANCIAL CORPORATION	TRIAD ADVISORS, LLC	Mar 14, 2013	Mar 13, 2013	-1	Firm change	Other

Relationships

Registered with (4)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Dec 21, 2020 to presentfactForm ADV
→ FULLCIRCLE WEALTH LLCRegistered adviserregistration: previous registration
Jan 12, 2015 to Feb 25, 2016factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 13, 2013 to Feb 11, 2015factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jun 21, 2010 to Mar 14, 2013factForm ADV

Dated events

No dated event names this entity yet.