DFX Intelligence

N••••••• R•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

N••••••• R•••••• G••••••

Advisor at C••••••

Boston, MA

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Search this name across graphsid dfx:ria:3ed5e2b2-3582-7424-a43f-a4a7e879c12c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Oct 12, 2022	n/a	yes	Boston, MA	Current employment
K•••••••• I••••••••• A•••••••• I•••	Independent wealth	May 5, 2009	Nov 18, 2011	no	BRAINTREE, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••••• I••••••••• A•••••••• I•••	C••••••	Nov 18, 2011	Oct 12, 2022	3,981	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Oct 12, 2022 to presentfactForm ADV
→ K•••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 5, 2009 to Nov 18, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ed5e2b2-3582-7424-a43f-a4a7e879c12c
First observed: May 5, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.