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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LAWSON KROEKER INVESTMENT MANAGEMENT INC

CRD 105053

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ed8b485-b451-f720-7cac-70c2cdf80f0b

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Mar 20, 2012 to Mar 4, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.76 fund_share=0.06 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $429MItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $429M
Private client RAUM: $325MderivedItem 5.D individuals plus high net worth individuals
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $107Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 254
Individual clients: 43
High net worth clients: 91
SEC number: 801-27034
CRD: 105053
Filings on the tape: 22
First filed: Mar 20, 2012
Latest filed: Mar 4, 2026
Organised: Corporation, NE
Website: lawsonkroeker.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JOSEPH SUDYKA	Chartered Financial Analyst	OMAHA, NE	26	33	n/a	no
BRUCE HAROLD VAN KOOTEN	Chartered Financial Analyst	OMAHA, NE	18	36	1	no
PATRICK J RIORDAN	n/a	OMAHA, NE	14	39	1	no
CHAD CHRISTOPHER CLAUSER	Chartered Financial Analyst	OMAHA, NE	11	18	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L/K LIMITED PARTNERSHIP NO. 1	Other Private Fund	$17.3M	Mar 20, 2012	30	Mar 20, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SUDYKA, THOMAS, JOSEPH	SHAREHOLDER - DIRECTOR - CHIEF COMPLIANCE OFFICER	D	yes	09/1999	Mar 20, 2012	Mar 20, 2024
YALE, CHARLES, ADAM	SHAREHOLDER - DIRECTOR	C	yes	01/2023	Mar 21, 2023	Mar 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$429M	$429M	7	4	0	n/a	n/a
2024	Mar 25, 2025	$683M	$683M	8	5	0	n/a	n/a
2023	Mar 20, 2024	$624M	$624M	8	5	0	n/a	n/a
2022	Mar 21, 2023	$397M	$397M	6	5	0	n/a	n/a
2021	Mar 14, 2022	$433M	$433M	5	4	0	n/a	n/a
2020	Feb 25, 2021	$377M	$377M	5	4	0	n/a	n/a
2019	Feb 20, 2020	$378M	$378M	5	4	0	n/a	n/a
2018	Mar 26, 2019	$360M	$360M	5	4	0	n/a	n/a
2017	Mar 30, 2018	$433M	$433M	5	4	0	n/a	n/a
2016	Mar 31, 2017	$425M	$425M	7	6	n/a	n/a	n/a
2015	Mar 25, 2016	$435M	$435M	7	6	n/a	n/a	n/a
2014	Mar 31, 2015	$477M	$477M	6	5	n/a	n/a	n/a
2013	Mar 31, 2014	$485M	$485M	4	4	n/a	n/a	n/a
2012	Feb 26, 2013	$395M	$395M	4	4	n/a	n/a	n/a
2011	Mar 20, 2012	$401M	$401M	n/a	n/a	n/a	1	$17.3M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$429M	$683M	-37.2%	$397M	2.6%	7	8	0	0

Relationships

Registered with (6)

← CHAD CHRISTOPHER CLAUSERAdvisorregistration: current employment
May 15, 2015 to presentfactForm ADV
← PATRICK J RIORDANAdvisorregistration: current employment
Jul 13, 2012 to presentfactForm ADV
← BRUCE HAROLD VAN KOOTENAdvisorregistration: current employment
Nov 1, 2007 to presentfactForm ADV
← THOMAS JOSEPH SUDYKAAdvisorregistration: current employment
May 12, 2000 to presentfactForm ADV
← CHARLES ADAM YALEAdvisorregistration: previous registration
Jan 29, 2023 to Jan 8, 2026factForm ADV
← NICHOLAS JAMES BEDLANAdvisorregistration: previous registration
Jan 12, 2015 to Mar 30, 2018factForm ADV

Controls (2)

← SUDYKA, THOMAS, JOSEPHOwnerSHAREHOLDER - DIRECTOR - CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 20, 2012 to Mar 20, 2024factForm ADV
← YALE, CHARLES, ADAMOwnerSHAREHOLDER - DIRECTOR, ownership code C, individual
Mar 21, 2023 to Mar 20, 2024factForm ADV

Advises (1)

→ L/K LIMITED PARTNERSHIP NO. 1Private fundOther Private Fund, IA, no longer reported
Mar 20, 2012 to Mar 20, 2012factForm ADV

Dated events

Occurred
Mar 4, 2026
Regulatory AUM changed
Lawson Kroeker Investment Management Inc reported RAUM $428.6M, down 37% from $682.7M (2026-01-08 to 2026-03-04)
Form ADVobserved 6 days ago
$-254M
Occurred
Jan 8, 2026
Advisor changed firm
Charles Adam Yale left Lawson Kroeker Investment Management Inc for First Manhattan Co. Llc (registered 2026-01-08)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2024
Regulatory AUM changed
Lawson Kroeker Investment Management Inc reported RAUM $623.8M, up 57% from $397.3M (2023-03-21 to 2024-03-20)
Form ADVobserved 6 days ago
$226M
Occurred
Mar 21, 2023
Control person left
Harold Bruce Van Kooten (Shareholder - Director) no longer on Schedule A of Lawson Kroeker Investment Management Inc (listed 2022-03-14, absent 2023-03-21)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2023
Control person joined
Adam Charles Yale (Shareholder - Director) appeared on Schedule A of Lawson Kroeker Investment Management Inc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ed8b485-b451-f720-7cac-70c2cdf80f0b
First observed: Mar 20, 2012
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAWSON KROEKER INVESTMENT MANAGEMENT INC

CRD 105053

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ed8b485-b451-f720-7cac-70c2cdf80f0b

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JOSEPH SUDYKA

Chartered Financial Analyst

OMAHA, NE

n/a

BRUCE HAROLD VAN KOOTEN

Chartered Financial Analyst

OMAHA, NE

PATRICK J RIORDAN

n/a

OMAHA, NE

CHAD CHRISTOPHER CLAUSER

Chartered Financial Analyst

OMAHA, NE

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

L/K LIMITED PARTNERSHIP NO. 1

Other Private Fund

$17.3M

Mar 20, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SUDYKA, THOMAS, JOSEPH

SHAREHOLDER - DIRECTOR - CHIEF COMPLIANCE OFFICER

yes

09/1999

Mar 20, 2012

Mar 20, 2024

YALE, CHARLES, ADAM

SHAREHOLDER - DIRECTOR

yes

01/2023

Mar 21, 2023

Mar 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$429M

n/a

2024

Mar 25, 2025

$683M

n/a

2023

Mar 20, 2024

$624M

n/a

2022

Mar 21, 2023

$397M

n/a

2021

Mar 14, 2022

$433M

n/a

2020

Feb 25, 2021

$377M

n/a

2019

Feb 20, 2020

$378M

n/a

2018

Mar 26, 2019

$360M

n/a

2017

Mar 30, 2018

$433M

n/a

2016

Mar 31, 2017

$425M

n/a

2015

Mar 25, 2016

$435M

n/a

2014

Mar 31, 2015

$477M

n/a

2013

Mar 31, 2014

$485M

n/a

2012

Feb 26, 2013

$395M

n/a

2011

Mar 20, 2012

$401M

n/a

$17.3M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$429M

$683M

-37.2%

$397M

2.6%