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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

TYLER DONALD NEARY

Advisor at OSAIC WEALTH, INC.

ELKHORN, NE

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Search this name across graphsid dfx:ria:3ee44c43-86d1-b507-9482-0577dd60fdec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 6, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 23, 2017
First registration: Jun 6, 2022
Dual registered: yes, broker-dealer
Other names: Tyler Donald Neary
IAPD individual key: 6750779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 24, 2026	n/a	yes	ELKHORN, NE	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 17, 2025	Mar 24, 2026	no	Omaha, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 17, 2023	Mar 16, 2025	no	Omaha, NE	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 6, 2022	Sep 14, 2023	no	Omaha, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OSAIC WEALTH, INC.	Mar 24, 2026	Mar 24, 2026	0	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 16, 2025	Mar 17, 2025	1	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Sep 14, 2023	Oct 17, 2023	33	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 17, 2025 to Mar 24, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 17, 2023 to Mar 16, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 6, 2022 to Sep 14, 2023factForm ADV

Dated events

Occurred
Mar 24, 2026
Advisor changed firm
Tyler Donald Neary left Raymond James Financial Services Advisors, Inc for Osaic Wealth, Inc. (registered 2026-03-24)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2025
Advisor changed firm
Tyler Donald Neary left Charles Schwab & Co., Inc. for Raymond James Financial Services Advisors, Inc (registered 2025-03-17)
Form ADVobserved 4 days ago
Occurred
Sep 14, 2023
Advisor changed firm
Tyler Donald Neary left Mml Investors Services, Llc for Charles Schwab & Co., Inc. (registered 2023-10-17)
Form ADVobserved 4 days ago