DFX Intelligence

L••• I•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

L••• I•••• W•••••

Advisor at D••••• • C••••• F•••••••• A•••••••

Frederick, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• • C••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• • C••••• F•••••••• A•••••••	Independent wealth	Oct 11, 2022	n/a	yes	Frederick, MD	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Sep 2, 2022	Oct 3, 2023	no	MINNETONKA, MN\|Frederick, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	D••••• • C••••• F•••••••• A•••••••	Oct 3, 2023	Oct 11, 2022	-357	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ D••••• • C••••• F•••••••• A•••••••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Sep 2, 2022 to Oct 3, 2023factForm ADV

Dated events

Order

Occurred
3 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 2, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.