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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 26, 2012 | n/a | yes | LITTLE ROCK, AR | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 13, 2003 | Mar 14, 2013 | no | MEMPHIS, TN|LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Mar 14, 2013 | Oct 26, 2012 | -139 | Bulk transfer | Other |