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Advisor at WELLS FARGO ADVISORS
KENOSHA, WI | WAUKESHA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 18, 2019 | n/a | yes | WAUKESHA, WI|KENOSHA, WI | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 23, 2019 | no | Chicago, IL|Chicago, IL|Chicago, IL|Waukesha, WI|Milwaukee, WI | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 12, 2001 | Jun 1, 2009 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Apr 23, 2019 | Apr 18, 2019 | -5 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |