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Advisor at LEBENTHAL GLOBAL ADVISORS, LLC
HAUPPAUGE, NY | Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEBENTHAL GLOBAL ADVISORS, LLC | Independent wealth | Aug 18, 2020 | n/a | yes | HAUPPAUGE, NY|Atlanta, GA | Current employment |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Former SEC adviser | Mar 23, 2018 | Dec 31, 2018 | no | Pensacola, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | LEBENTHAL GLOBAL ADVISORS, LLC | Dec 31, 2018 | Aug 18, 2020 | 596 | Firm change after gap | RIA to RIA |