This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HEAL FINANCIAL LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 27, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Exams

S63|S65

First exam

May 27, 2004

First registration

Aug 26, 2021

Dual registered

no

Other names

BRIAN HEAL

IAPD individual key

4719085

• Occurred

  Dec 31, 2024
  Advisor changed firm

  Brian Arthur Heal left Sports & Entertainment Investment Advisers, Llc for Heal Financial Llc (registered 2024-06-25)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3ef95ae4-d153-54c8-fc57-e9ae2856a12b

First observed

Aug 26, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.