DFX Intelligence

F•••• S••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

F•••• S••••• B•••••••

Advisor at C••••• I••••••••• A••••••• L••

MAITLAND, FL

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Search this name across graphsid dfx:ria:3f012396-c5ca-77e2-245c-ac37180e2545

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 25, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 26, 2024	n/a	yes	MAITLAND, FL	Current employment
C•••••• G••••••• W••••• M••••••••• L••	Former SEC adviser	Jul 18, 2011	Mar 17, 2015	no	LONGWOOD, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G••••••• W••••• M••••••••• L••	C••••• I••••••••• A••••••• L••	Mar 17, 2015	Jan 26, 2024	3,237	Firm change after gap	Other
C••••• O•• W••••• M••••••••• L••	C•••••• G••••••• W••••• M••••••••• L••	Mar 28, 2012	Jul 18, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
131631:105644:FL:2015-03-17	Mar 17, 2015	Jan 26, 2024	LONGWOOD, FL	Firm change after gap

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 26, 2024 to presentfactForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2011 to Mar 17, 2015factForm ADV
→ C••••• O•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2010 to Mar 28, 2012factForm ADV
→ T••••• F••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f012396-c5ca-77e2-245c-ac37180e2545
First observed: Mar 25, 1992
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.