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RIA / WealthAdvisorCertified Financial Planner26 years in industry

MICHAEL SHEA BEHNER

Advisor at NAUTILUS ADVISORS LLC

LA JOLLA, CA

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Search this name across graphsid dfx:ria:3f02ed5e-7d99-3d70-6857-ba726144ecf0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAUTILUS ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Nov 1, 1999
First registration: May 4, 2000
Dual registered: no
Other names: MIKE BEHNER
IAPD individual key: 3264037

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAUTILUS ADVISORS LLC	Independent wealth	Jan 1, 2025	n/a	yes	LA JOLLA, CA	Current employment
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 2, 2005	Sep 7, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Oct 20, 2003	Feb 16, 2005	no	SAN DIEGO, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	May 4, 2000	Feb 12, 2003	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW ENGLAND SECURITIES CORPORATION	NAUTILUS ADVISORS LLC	Sep 7, 2010	Jan 1, 2025	5,230	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	NEW ENGLAND SECURITIES CORPORATION	Feb 16, 2005	Mar 2, 2005	14	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	CITICORP INVESTMENT SERVICES	Feb 12, 2003	Oct 20, 2003	250	Firm change	Other

Relationships

Registered with (4)

→ NAUTILUS ADVISORS LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 2, 2005 to Sep 7, 2010factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Oct 20, 2003 to Feb 16, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
May 4, 2000 to Feb 12, 2003factForm ADV

Dated events

No dated event names this entity yet.