DFX Intelligence

W•••• A••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

W•••• A••••• K•••••

Advisor at C••••• I••••••••• A••••••• L••

PHENIX CITY, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 16, 2024	n/a	yes	PHENIX CITY, AL	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 8, 2021	Sep 19, 2024	no	ATLANTA, GA\|COLUMBUS, GA\|PHENIX CITY, AL\|COLUMBUS, GA\|DULUTH, GA\|COLUMBUS, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C••••• I••••••••• A••••••• L••	Sep 19, 2024	Sep 16, 2024	-3	Firm change	Wirehouse to ibd
P•• W••••• M•••••••••	W•••• F•••• A•••••••	Oct 13, 2021	Oct 8, 2021

Relationships

Registered with (8)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 8, 2021 to Sep 19, 2024factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 18, 2021 to Oct 13, 2021factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

Order

Occurred
19 Sep 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 27, 2006
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.