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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PNC MANAGED ACCOUNT SOLUTIONS, INC.

CRD 110476

HOUSTON, TX

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Search this name across graphsid dfx:ria:015aeb2d-39dc-3937-26e7-9337765b58bd

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 683
Dated events: 40
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2023
67 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $588MItem 5.F on the latest filing (2023-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $588M
Private client RAUM: $462MderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 18
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 768
Individual clients: 639
High net worth clients: 86
SEC number: 801-56131
CRD: 110476
Filings on the tape: 67
First filed: Mar 30, 2012
Latest filed: Mar 31, 2023
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARNHART, TODD, MARTIN	Director	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
BOARDMAN, JEFFREY, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
GUERRINI, RICHARD, ROBERT	PRESIDENT/CHIEF EXECUTIVE OFFICER	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
HOLODINSKI, JOHN, PAUL	Director	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
MITCHELL, JESSICA, LYNN	Director	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
MORINIGO, NICHOLAS	Director	Na	yes	12/2021	Dec 22, 2021	Mar 31, 2023
PNC BANCORP, INC.	Parent	E	yes	06/2021	Jun 18, 2021	Mar 31, 2023
PNC BANK, NATIONAL ASSOCIATION	Parent	E	yes	09/2003	Dec 22, 2021	Mar 31, 2023
PNC INVESTMENTS	Parent	E	yes	10/2021	Dec 22, 2021	Mar 31, 2023
RAMASSINI, RICHARD, JOHN	DIRECTOR & SECRETARY	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
RAMOS, REGIS, RESENDE	CHIEF FINANCIAL OFFICER	Na	yes	12/2021	Mar 29, 2018	Mar 31, 2023
RICHARDSON, MARGARET, MARY	DIRECTOR/CHIEF OPERATING OFFICER	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
RODGERS, STEPHANIE, ELIZABETH	Director	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
SANTILLO, ROBERT, WILSON	DIRECTOR/DIRECTOR OF PRODUCT AND STRATEGY	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023
THE PNC FINANCIAL SERVICES GROUP, INC.	Parent	E	yes	09/2003	Jun 18, 2021	Mar 31, 2023
THOMPSON, LEIGH, CHASE	CHIEF LEGAL OFFICER	Na	yes	12/2021	Mar 31, 2023	Mar 31, 2023
WEIDNER, KIMBERLY, LYNN	DIRECTOR/CHIEF RISK OFFICER	Na	yes	06/2021	Jun 18, 2021	Mar 31, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PNC CAPITAL ADVISORS LLC	n/a	Other adviser	$51B	N	yes	n/a
PNC INVESTMENTS LLC	n/a	Bd affiliated wealth	$30B	Y	yes	n/a
PNC REALTY INVESTORS, INC.	n/a	Former SEC adviser	$4.6B	N	yes	n/a
PNC TC, LLC	n/a	Asset manager	$3.6B	N	yes	n/a
PNC STEEL CITY ADVISORS, LLC	n/a	Asset manager	$2.7B	N	yes	n/a
ALLEGHENY CAPITAL PARTNERS II, LLC	n/a	n/a	n/a	N	yes	n/a
ALLEGHENY CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
ALLEGHENY MEZZANINE PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
HARRIS WILLIAMS LLC	n/a	n/a	n/a	N	yes	n/a
PNC BANK, NATIONAL ASSOCIATION	n/a	n/a	n/a	Y	yes	n/a
PNC CAPITAL MARKETS LLC	n/a	n/a	n/a	N	yes	n/a
PNC IG FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
PNC INSURANCE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
SOLEBURY CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$588M	$588M	21	18	0	n/a	n/a
2021	Mar 31, 2022	$757M	$757M	29	29	0	n/a	n/a
2020	Mar 30, 2021	$1.4B	$1.4B	403	205	658	n/a	n/a
2019	Mar 30, 2020	$1.1B	$1.1B	409	219	661	n/a	n/a
2018	Mar 29, 2019	$785M	$785M	392	243	667	n/a	n/a
2017	Mar 29, 2018	$678M	$678M	393	229	667	n/a	n/a
2016	Mar 31, 2017	$431M	$431M	343	198	n/a	n/a	n/a
2015	Mar 31, 2016	$361M	$361M	315	184	n/a	n/a	n/a
2014	Mar 19, 2015	$395M	$395M	270	203	n/a	n/a	n/a
2013	Feb 21, 2014	$367M	$366M	216	161	n/a	n/a	n/a
2012	Mar 28, 2013	$284M	$282M	191	161	n/a	n/a	n/a
2011	Mar 30, 2012	$443M	$351M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$588M	$757M	-22.2%	$1.1B	-19.0%	21	29	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction; showing 20 of 36

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PNC WEALTH MANAGEMENT	2	Nov 30, 2023	Dec 4, 2023	MIAMI, FL	Team lift out	RIA to ibd	11.8%
INSIGNEO ADVISORY SERVICES, LLC	10	Nov 30, 2023	Dec 12, 2023	HOUSTON, TX	Firm absorbed	RIA to RIA	58.8%
BBVA GLOBAL WEALTH ADVISORS, INC.	3	Nov 30, 2023	Mar 5, 2024	HOUSTON, TX	Team lift out	RIA to new firm	17.6%
PNC WEALTH MANAGEMENT	2	Oct 4, 2022	Sep 21, 2021	HOUSTON, TX	Team lift out	RIA to ibd	9.1%
PNC WEALTH MANAGEMENT	7	Dec 31, 2021	Sep 20, 2021	HOUSTON, TX	Team lift out	Ibd to ibd	25.9%
PNC WEALTH MANAGEMENT	2	Oct 8, 2021	Dec 2, 2021	HOUSTON, TX	Team lift out	Ibd to ibd	5.0%
PNC WEALTH MANAGEMENT	4	Sep 20, 2021	Sep 22, 2021	HOUSTON, TX	Team lift out	Ibd to ibd	8.9%
LPL FINANCIAL LLC	2	Aug 31, 2021	Jun 15, 2023	BIRMINGHAM, AL	Team lift out	Ibd to ibd	4.3%
U.S. BANCORP INVESTMENTS, INC.	2	Aug 17, 2021	Nov 9, 2021	NORTHGLENN, CO	Team lift out	Ibd to ibd	1.1%
J.P. MORGAN SECURITIES LLC	3	Aug 12, 2021	Dec 22, 2021	HOUSTON, TX	Team lift out	Ibd to wirehouse	1.6%
RAYMOND JAMES & ASSOCIATES, INC.	3	Jul 26, 2021	Jul 27, 2021	BIRMINGHAM, AL	Team lift out	Ibd to ibd	1.5%
HILLTOP SECURITIES INC.	2	Jun 30, 2021	Jul 15, 2021	AUSTIN, TX	Team lift out	Ibd to ibd	0.9%
AMERIPRISE FINANCIAL SERVICES, LLC	3	Jun 30, 2021	Jul 15, 2021	WESLACO, TX	Team lift out	Ibd to ibd	1.4%
WELLS FARGO ADVISORS	2	Jun 17, 2021	Jun 17, 2021	HOUSTON, TX	Team lift out	Ibd to wirehouse	0.9%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	3	Jun 14, 2021	Jun 14, 2021	STOCKTON, CA	Team lift out	Ibd to ibd	1.4%
MORGAN STANLEY	2	Jun 11, 2021	Jun 25, 2021	GADSDEN, AL	Team lift out	Ibd to wirehouse	0.9%
BBVA GLOBAL WEALTH ADVISORS, INC.	2	Jun 2, 2021	Apr 18, 2024	HOUSTON, TX	Team lift out	Ibd to new firm	0.8%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	3	Jun 2, 2021	Feb 20, 2024	AUSTIN, TX	Team lift out	Ibd to wirehouse	1.1%
J.P. MORGAN SECURITIES LLC	2	Jun 2, 2021	Sep 6, 2022	GAINESVILLE, FL	Team lift out	Ibd to wirehouse	0.8%
J.P. MORGAN SECURITIES LLC	2	Jun 2, 2021	Oct 7, 2021	KINGWOOD, TX	Team lift out	Ibd to wirehouse	0.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PNC WEALTH MANAGEMENT	4	Nov 30, 2023	Jan 12, 2022	HOUSTON, TX	Team lift out	Ibd to RIA	0.4%
USAA INVESTMENT SERVICES COMPANY	2	Jun 17, 2020	Sep 18, 2020	PLANO, TX	Team lift out	Other	1.0%
CHARLES SCHWAB & CO., INC.	2	May 22, 2019	Sep 30, 2019	LONE TREE, CO	Team lift out	Ibd to ibd	0.1%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Jan 18, 2019	May 20, 2019	MCALLEN, TX	Team lift out	Wirehouse to ibd	0.0%
WELLS FARGO ADVISORS	3	Aug 4, 2015	Oct 19, 2015	GLENDALE, AZ	Team lift out	Other	0.0%

Relationships

showing 80 of 683

Affiliated with (6)

→ PNC WEALTH MANAGEMENTRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV
→ PNC REALTY INVESTORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PNC STEEL CITY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PNC REAL ESTATERegistered adviserother investment adviser, common control
factForm ADV
← CAPITAL INVESTMENT COUNSEL INCRegistered adviserother investment adviser, common control
factForm ADV

Controls (17)

← MORINIGO, NICHOLASOwnerDIRECTOR, ownership code NA, individual
Dec 22, 2021 to presentfactForm ADV
← PNC INVESTMENTSOwnerPARENT, ownership code E, domestic entity
Dec 22, 2021 to presentfactForm ADV
← GUERRINI, RICHARD, ROBERTOwnerPRESIDENT/CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← HOLODINSKI, JOHN, PAULOwnerDIRECTOR, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← BOARDMAN, JEFFREY, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← RAMASSINI, RICHARD, JOHNOwnerDIRECTOR & SECRETARY, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← WEIDNER, KIMBERLY, LYNNOwnerDIRECTOR/CHIEF RISK OFFICER, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← RAMOS, REGIS, RESENDEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← SANTILLO, ROBERT, WILSONOwnerDIRECTOR/DIRECTOR OF PRODUCT AND STRATEGY, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← RICHARDSON, MARGARET, MARYOwnerDIRECTOR/CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← RODGERS, STEPHANIE, ELIZABETHOwnerDIRECTOR, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← BARNHART, TODD, MARTINOwnerDIRECTOR, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← THOMPSON, LEIGH, CHASEOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Mar 31, 2023 to presentfactForm ADV
← MITCHELL, JESSICA, LYNNOwnerDIRECTOR, ownership code NA, individual
Jun 18, 2021 to presentfactForm ADV
← PNC BANCORP, INC.OwnerPARENT, ownership code E, domestic entity
Jun 18, 2021 to presentfactForm ADV
← PNC BANK, NATIONAL ASSOCIATIONOwnerPARENT, ownership code E, domestic entity
Dec 22, 2021 to presentfactForm ADV
← THE PNC FINANCIAL SERVICES GROUP, INC.OwnerPARENT, ownership code E, domestic entity
Jun 18, 2021 to presentfactForm ADV

Moved with (9)

→ PNC WEALTH MANAGEMENTRegistered adviser11 advisors, team lift out
Jun 1, 2021 to Jan 20, 2026factForm ADV
→ BBVA GLOBAL WEALTH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Jun 2, 2021 to Apr 18, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser3 advisors, team lift out, same day
Jun 2, 2021 to Feb 20, 2024factForm ADV
→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviser10 advisors, firm absorbed
Nov 30, 2023 to Dec 12, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out
Aug 31, 2021 to Jun 15, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser2 advisors, team lift out, same day
May 7, 2021 to Oct 17, 2022factForm ADV
→ TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSRegistered adviser2 advisors, team lift out, same day
May 7, 2021 to Sep 26, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviser2 advisors, team lift out, same day
Jun 2, 2021 to Sep 6, 2022factForm ADV
← PNC WEALTH MANAGEMENTRegistered adviser5 advisors, team lift out, same day
Nov 30, 2023 to Jan 12, 2022factForm ADV

Registered with (24)

← Juan Carlos BarrazaAdvisorregistration: previous registration
Jan 11, 2022 to Dec 1, 2023factForm ADV
← FARIDE HEZNI YAMIN ABUDAdvisorregistration: previous registration
Jan 11, 2022 to Dec 1, 2023factForm ADV
← BEATRICE FRANCOISE NUNEZAdvisorregistration: previous registration
Jan 12, 2022 to Nov 30, 2023factForm ADV
← Joaquin Sanchez HernandezAdvisorregistration: previous registration
Jan 13, 2022 to Nov 30, 2023factForm ADV
← RICARDO RUIZ VELEZAdvisorregistration: previous registration
Dec 2, 2022 to Nov 30, 2023factForm ADV
← MARIA DE LAS MERCEDES GONZALEZAdvisorregistration: previous registration
Feb 7, 2013 to Nov 30, 2023factForm ADV
← Fidelma Farinas-CobasAdvisorregistration: previous registration
Jan 25, 2023 to Nov 30, 2023factForm ADV
← OSCAR EDUARDO FERNANDEZ ESTEAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← MINERVA AYALA SANTOSAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← JOSE A LAUAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← Ignacio Antonio Perezanta OrdonezAdvisorregistration: previous registration
Jan 12, 2022 to Nov 30, 2023factForm ADV
← MARIA GENOVEVA HERNANDEZAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← Ma Esther Palacios De HernandezAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← ROBERTO RUIZ VELEZAdvisorregistration: previous registration
Jul 19, 2016 to Nov 30, 2023factForm ADV
← JUAN PABLO FORTOUL SOLORZANOAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← JUAN PABLO BOLANOSAdvisorregistration: previous registration
Jan 11, 2022 to Nov 30, 2023factForm ADV
← Jorge Luis Rivas PadillaAdvisorregistration: previous registration
Jan 13, 2022 to Nov 30, 2023factForm ADV
← JAKE NORMAN SPRUIELLAdvisorregistration: previous registration
Jan 13, 2022 to Nov 22, 2023factForm ADV
← ROBERTO ESCOBARAdvisorregistration: previous registration
Jan 12, 2022 to Nov 22, 2023factForm ADV
← ERIK MICHAEL JACKSONAdvisorregistration: previous registration
Jan 6, 2022 to Dec 6, 2022factForm ADV
← Ramiro Gomez RinconAdvisorregistration: previous registration
Jan 11, 2022 to Nov 15, 2022factForm ADV
← Antonio D GarciaAdvisorregistration: previous registration
Mar 29, 2019 to Oct 25, 2022factForm ADV
← DIANA MARGARITA MIRABALAdvisorregistration: previous registration
Jul 31, 2014 to Oct 4, 2022factForm ADV
← Andres RickettsAdvisorregistration: previous registration
Dec 16, 2013 to Oct 4, 2022factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 1, 2023
Advisor changed firm
Faride Hezni Yamin Abud left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
Form ADVobserved 5 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Juan Carlos Barraza left Pnc Managed Account Solutions, Inc. for Banorte Asset Management, Inc. (registered 2024-01-02)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Team lift-out
2 advisors left PNC Managed Account Solutions, Inc. (Miami, FL) for PNC Wealth Management on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Nov 30, 2023
Team lift-out
3 advisors left PNC Managed Account Solutions, Inc. (Houston, TX) for Bbva Global Wealth Advisors, Inc. on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Nov 30, 2023
Firm absorbed
PNC Managed Account Solutions, Inc.'s advisors moved to Insigneo Advisory Services, LLC (Houston, TX): 10 of 17 registered, a day apart
Form ADVobserved 5 days ago
10 advisors
Occurred
Nov 30, 2023
Advisor changed firm
Juan Pablo Fortoul Solorzano left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-04)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Ricardo Ruiz Velez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-24)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Juan Pablo Bolanos left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-04)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Team lift-out
5 advisors left PNC Wealth Management (Houston, TX) for PNC Managed Account Solutions, Inc. on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Nov 30, 2023
Advisor changed firm
Roberto Ruiz Velez left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-04-27)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Jose A Lau left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Maria Genoveva Hernandez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Ma Esther Palacios De Hernandez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-12)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Maria De Las Mercedes Gonzalez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-11)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Jorge Luis Rivas Padilla left Pnc Managed Account Solutions, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2024-03-01)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Ignacio Antonio Perezanta Ordonez left Pnc Managed Account Solutions, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2024-03-04)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Fidelma Farinas-Cobas left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2023-12-04)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Oscar Eduardo Fernandez Este left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-01)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Joaquin Sanchez Hernandez left Pnc Managed Account Solutions, Inc. for Bbva Global Wealth Advisors, Inc. (registered 2024-03-05)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Beatrice Francoise Nunez left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-12)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Minerva Ayala Santos left Pnc Managed Account Solutions, Inc. for Insigneo Advisory Services, Llc (registered 2023-12-12)
Form ADVobserved 5 days ago
Occurred
Nov 22, 2023
Advisor departed, no destination yet
Roberto Escobar no longer registered at Pnc Managed Account Solutions, Inc.; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Nov 22, 2023
Advisor changed firm
Jake Norman Spruiell left Pnc Managed Account Solutions, Inc. for Cetera Investment Advisers Llc (registered 2024-06-06)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Chase Leigh Thompson (Chief Legal Officer) appeared on Schedule A of Pnc Managed Account Solutions, Inc.
Form ADVobserved 5 days ago
Occurred
Dec 6, 2022
Advisor changed firm
Erik Michael Jackson left Pnc Managed Account Solutions, Inc. for Frost Investment Services (registered 2022-12-20)
Form ADVobserved 5 days ago
Occurred
Nov 15, 2022
Advisor changed firm
Ramiro Gomez Rincon left Pnc Managed Account Solutions, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-11-10)
Form ADVobserved 5 days ago
Occurred
Oct 25, 2022
Advisor changed firm
Antonio D Garcia left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2022-11-02)
Form ADVobserved 5 days ago
Occurred
Oct 4, 2022
Team lift-out
2 advisors left PNC Managed Account Solutions, Inc. (Houston, TX) for PNC Wealth Management on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Oct 4, 2022
Advisor changed firm
Andres Ricketts left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2021-09-21)
Form ADVobserved 5 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Diana Margarita Mirabal left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2021-09-21)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Pnc Managed Account Solutions, Inc. reported RAUM $756.6M, down 47% from $1.4B (2022-01-04 to 2022-03-31)
Form ADVobserved 5 days ago
$-681M
Occurred
Dec 22, 2021
Control person left
Drew Jeffrey Suhanic (Director) no longer on Schedule A of Pnc Managed Account Solutions, Inc. (listed 2021-10-04, absent 2021-12-22)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2021
Control person left
Paul John Sadowski (Chief Financial Officer) no longer on Schedule A of Pnc Managed Account Solutions, Inc. (listed 2021-10-04, absent 2021-12-22)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2021
Control person joined
Nicholas Morinigo (Director) appeared on Schedule A of Pnc Managed Account Solutions, Inc.
Form ADVobserved 5 days ago
Occurred
Dec 22, 2021
Control person joined
Resende Regis Ramos (Chief Financial Officer) appeared on Schedule A of Pnc Managed Account Solutions, Inc.
Form ADVobserved 5 days ago
Occurred
Jun 18, 2021
Control person left
Elizabeth Lauren Jordan (Chief Compliance Officer) no longer on Schedule A of Pnc Managed Account Solutions, Inc. (listed 2021-03-30, absent 2021-06-18)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2021
Control person left
Andres Mario Ramos (Secretary) no longer on Schedule A of Pnc Managed Account Solutions, Inc. (listed 2021-03-30, absent 2021-06-18)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2021
Control person left
Andrew Bruce Hagemann (Ceo/Director) no longer on Schedule A of Pnc Managed Account Solutions, Inc. (listed 2021-03-30, absent 2021-06-18)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Mar 31, 2022
Pnc Managed Account Solutions, Inc. reported 0 offices beyond its principal office, down from 658 (2022-01-04 to 2022-03-31)
Occurred
Mar 31, 2022
Pnc Managed Account Solutions, Inc. reported 29 state-registered advisory representatives, up from 0 (2022-01-04 to 2022-03-31)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:015aeb2d-39dc-3937-26e7-9337765b58bd
First observed: Mar 30, 2012
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PNC MANAGED ACCOUNT SOLUTIONS, INC.

CRD 110476

HOUSTON, TX

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Search this name across graphsid dfx:ria:015aeb2d-39dc-3937-26e7-9337765b58bd

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARNHART, TODD, MARTIN

Director

yes

06/2021

Jun 18, 2021

Mar 31, 2023

BOARDMAN, JEFFREY, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

06/2021

Jun 18, 2021

Mar 31, 2023

GUERRINI, RICHARD, ROBERT

PRESIDENT/CHIEF EXECUTIVE OFFICER

yes

06/2021

Jun 18, 2021

Mar 31, 2023

HOLODINSKI, JOHN, PAUL

Director

yes

06/2021

Jun 18, 2021

Mar 31, 2023

MITCHELL, JESSICA, LYNN

Director

yes

06/2021

Jun 18, 2021

Mar 31, 2023

MORINIGO, NICHOLAS

Director

yes

12/2021

Dec 22, 2021

Mar 31, 2023

PNC BANCORP, INC.

Parent

yes

06/2021

Jun 18, 2021

Mar 31, 2023

PNC BANK, NATIONAL ASSOCIATION

Parent

yes

09/2003

Dec 22, 2021

Mar 31, 2023

PNC INVESTMENTS

Parent

yes

10/2021

Dec 22, 2021

Mar 31, 2023

RAMASSINI, RICHARD, JOHN

DIRECTOR & SECRETARY

yes

06/2021

Jun 18, 2021

Mar 31, 2023

RAMOS, REGIS, RESENDE

CHIEF FINANCIAL OFFICER

yes

12/2021

Mar 29, 2018

Mar 31, 2023

RICHARDSON, MARGARET, MARY

DIRECTOR/CHIEF OPERATING OFFICER

yes

06/2021

Jun 18, 2021

Mar 31, 2023

RODGERS, STEPHANIE, ELIZABETH

Director

yes

06/2021

Jun 18, 2021

Mar 31, 2023

SANTILLO, ROBERT, WILSON

DIRECTOR/DIRECTOR OF PRODUCT AND STRATEGY

yes

06/2021

Jun 18, 2021

Mar 31, 2023

THE PNC FINANCIAL SERVICES GROUP, INC.

Parent

yes

09/2003

Jun 18, 2021

Mar 31, 2023

THOMPSON, LEIGH, CHASE

CHIEF LEGAL OFFICER

yes

12/2021

Mar 31, 2023

WEIDNER, KIMBERLY, LYNN

DIRECTOR/CHIEF RISK OFFICER

yes

06/2021

Jun 18, 2021

Mar 31, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PNC CAPITAL ADVISORS LLC

n/a

Other adviser

$51B

yes

n/a

PNC INVESTMENTS LLC

n/a

Bd affiliated wealth

$30B

yes

n/a

PNC REALTY INVESTORS, INC.

n/a

Former SEC adviser

$4.6B

yes

n/a

PNC TC, LLC

n/a

Asset manager

$3.6B

yes

n/a

PNC STEEL CITY ADVISORS, LLC

n/a

Asset manager

$2.7B

yes

n/a

ALLEGHENY CAPITAL PARTNERS II, LLC

n/a

yes

n/a

ALLEGHENY CAPITAL PARTNERS, LLC

n/a

yes

n/a

ALLEGHENY MEZZANINE PARTNERS, LLC

n/a

yes

n/a

HARRIS WILLIAMS LLC

n/a

yes

n/a

PNC BANK, NATIONAL ASSOCIATION

n/a

yes

n/a

PNC CAPITAL MARKETS LLC

n/a

yes

n/a

PNC IG FUND GP, LLC

n/a

yes

n/a

PNC INSURANCE SERVICES LLC

n/a

yes

n/a

SOLEBURY CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$588M

n/a

2021

Mar 31, 2022

$757M

n/a

2020

Mar 30, 2021

$1.4B

403

205

658

n/a

2019

Mar 30, 2020

$1.1B

409

219

661

n/a

2018

Mar 29, 2019

$785M

392

243

667

n/a

2017

Mar 29, 2018

$678M

393

229

667

n/a

2016

Mar 31, 2017

$431M

343

198

n/a

2015

Mar 31, 2016

$361M

315

184

n/a

2014

Mar 19, 2015

$395M

270

203

n/a

2013

Feb 21, 2014

$367M

$366M

216

161

n/a

2012

Mar 28, 2013

$284M

$282M

191

161

n/a

2011

Mar 30, 2012

$443M

$351M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$588M

$757M

-22.2%

$1.1B

-19.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PNC WEALTH MANAGEMENT

Nov 30, 2023

Dec 4, 2023

MIAMI, FL

Team lift out

RIA to ibd

11.8%

INSIGNEO ADVISORY SERVICES, LLC

Nov 30, 2023

Dec 12, 2023

HOUSTON, TX

Firm absorbed

RIA to RIA

58.8%

BBVA GLOBAL WEALTH ADVISORS, INC.

Nov 30, 2023

Mar 5, 2024

HOUSTON, TX

Team lift out

RIA to new firm

17.6%

PNC WEALTH MANAGEMENT

Oct 4, 2022

Sep 21, 2021

HOUSTON, TX

Team lift out

RIA to ibd

9.1%

PNC WEALTH MANAGEMENT

Dec 31, 2021

Sep 20, 2021

HOUSTON, TX

Team lift out

Ibd to ibd

25.9%

PNC WEALTH MANAGEMENT

Oct 8, 2021

Dec 2, 2021

HOUSTON, TX

Team lift out

Ibd to ibd

5.0%

PNC WEALTH MANAGEMENT

Sep 20, 2021

Sep 22, 2021

HOUSTON, TX

Team lift out

Ibd to ibd

8.9%

LPL FINANCIAL LLC

Aug 31, 2021

Jun 15, 2023

BIRMINGHAM, AL

Team lift out

Ibd to ibd

4.3%

U.S. BANCORP INVESTMENTS, INC.

Aug 17, 2021

Nov 9, 2021

NORTHGLENN, CO

Team lift out

Ibd to ibd

1.1%

J.P. MORGAN SECURITIES LLC

Aug 12, 2021

Dec 22, 2021

HOUSTON, TX

Team lift out

Ibd to wirehouse

1.6%

RAYMOND JAMES & ASSOCIATES, INC.

Jul 26, 2021

Jul 27, 2021

BIRMINGHAM, AL

Team lift out

Ibd to ibd

1.5%

HILLTOP SECURITIES INC.

Jun 30, 2021

Jul 15, 2021

AUSTIN, TX

Team lift out

Ibd to ibd

0.9%

AMERIPRISE FINANCIAL SERVICES, LLC

Jun 30, 2021

Jul 15, 2021

WESLACO, TX

Team lift out

Ibd to ibd

1.4%

WELLS FARGO ADVISORS

Jun 17, 2021

HOUSTON, TX

Team lift out

Ibd to wirehouse

0.9%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 14, 2021

STOCKTON, CA

Team lift out

Ibd to ibd

1.4%

MORGAN STANLEY

Jun 11, 2021

Jun 25, 2021

GADSDEN, AL

Team lift out

Ibd to wirehouse

0.9%

BBVA GLOBAL WEALTH ADVISORS, INC.

Jun 2, 2021

Apr 18, 2024

HOUSTON, TX

Team lift out

Ibd to new firm

0.8%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2, 2021

Feb 20, 2024

AUSTIN, TX

Team lift out

Ibd to wirehouse

1.1%

J.P. MORGAN SECURITIES LLC

Jun 2, 2021

Sep 6, 2022

GAINESVILLE, FL

Team lift out

Ibd to wirehouse

0.8%

J.P. MORGAN SECURITIES LLC

Jun 2, 2021

Oct 7, 2021

KINGWOOD, TX

Team lift out

Ibd to wirehouse

0.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PNC WEALTH MANAGEMENT

Nov 30, 2023

Jan 12, 2022

HOUSTON, TX

Team lift out

Ibd to RIA

0.4%

USAA INVESTMENT SERVICES COMPANY

Jun 17, 2020

Sep 18, 2020

PLANO, TX

Team lift out

Other

1.0%

CHARLES SCHWAB & CO., INC.

May 22, 2019

Sep 30, 2019

LONE TREE, CO

Team lift out

Ibd to ibd

0.1%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 18, 2019

May 20, 2019

MCALLEN, TX

Team lift out

Wirehouse to ibd

0.0%

WELLS FARGO ADVISORS

Aug 4, 2015

Oct 19, 2015

GLENDALE, AZ

Team lift out

Other

0.0%