DFX Intelligence

B••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

B••••••• M•••••••

Advisor at R••••• I••••••••• A•••••••• I••

WILMINGTON, DE | GRANADA HILLS, CA

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Search this name across graphsid dfx:ria:3f066a62-5c35-c4f2-86e7-646463130889

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• I••••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 24, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• I••••••••• A•••••••• I••	Bd affiliated wealth	Nov 8, 2024	n/a	yes	WILMINGTON, DE\|GRANADA HILLS, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 12, 2020	Nov 11, 2024	no	GRANADA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	R••••• I••••••••• A•••••••• I••	Nov 11, 2024	Nov 8, 2024	-3	Firm change	Ibd to ibd
F•••• A••••• A••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Nov 12, 2020	Nov 12, 2020

Relationships

Registered with (3)

→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Nov 11, 2024factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2012 to Nov 12, 2020factForm ADV

Dated events

Occurred
Nov 11, 2024
Advisor changed firm
B••••••• M••••••• left C••••• I••••••••• A••••••• L•• for R••••• I••••••••• A•••••••• I•• (registered 2024-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f066a62-5c35-c4f2-86e7-646463130889
First observed: Jul 17, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.