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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MADDEN FUNDS MANAGEMENT

MADDEN FUNDS MANAGEMENT LTD., CRD 110309

OAK PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f0be475-d9b3-e217-82d9-33971f4299e0

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Feb 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $218MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $218MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $72.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 472
Individual clients: 110
High net worth clients: 57
SEC number: 801-49640
CRD: 110309
Filings on the tape: 20
First filed: Mar 29, 2012
Latest filed: Feb 25, 2026
Organised: Corporation, IL
Website: maddenfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH MADDEN	n/a	OAK PARK, IL	28	30	n/a	no
MICHAEL JOSEPH MADDEN	n/a	OAK PARK, IL	27	32	n/a	no
DANIEL JOSEPH MADDEN	n/a	OAK PARK, IL	18	26	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MADDEN, DANIEL, JOSEPH	VICE PRESIDENT	D	yes	12/2011	Mar 31, 2014	Mar 7, 2024
MADDEN, MICHAEL, JOSEPH	CHIEF COMPLIANCE OFFICER	D	yes	05/2009	Mar 29, 2012	Mar 7, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$218M	$218M	3	2	0	n/a	n/a
2024	Feb 22, 2025	$206M	$206M	3	2	0	n/a	n/a
2023	Mar 7, 2024	$191M	$191M	3	2	0	n/a	n/a
2022	Feb 27, 2023	$165M	$165M	3	2	0	n/a	n/a
2021	Mar 10, 2022	$192M	$192M	3	2	0	n/a	n/a
2020	Mar 17, 2021	$203M	$203M	3	2	0	n/a	n/a
2019	Mar 24, 2020	$198M	$198M	3	2	0	n/a	n/a
2018	Mar 19, 2019	$206M	$206M	3	2	0	n/a	n/a
2017	Mar 20, 2018	$208M	$208M	3	2	0	n/a	n/a
2016	Mar 15, 2017	$180M	$180M	4	3	n/a	n/a	n/a
2015	Mar 22, 2016	$150M	$150M	4	3	n/a	n/a	n/a
2014	Mar 26, 2015	$160M	$160M	4	3	n/a	n/a	n/a
2013	Mar 31, 2014	$122M	$122M	4	3	n/a	n/a	n/a
2012	Mar 19, 2013	$151M	$151M	5	4	n/a	n/a	n/a
2011	Mar 29, 2012	$135M	$135M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$218M	$206M	5.7%	$165M	9.8%	3	3	0	0

Relationships

Registered with (4)

← DANIEL JOSEPH MADDENAdvisorregistration: current employment
Nov 13, 2007 to presentfactForm ADV
← MICHAEL JOSEPH MADDENAdvisorregistration: current employment
May 7, 1999 to presentfactForm ADV
← JOSEPH MADDENAdvisorregistration: current employment
Dec 8, 1997 to presentfactForm ADV
← TIMOTHY JOSEPH MADDENAdvisorregistration: previous registration
Feb 27, 2008 to Apr 2, 2014factForm ADV

Controls (2)

← MADDEN, MICHAEL, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 29, 2012 to Mar 7, 2024factForm ADV
← MADDEN, DANIEL, JOSEPHOwnerVICE PRESIDENT, ownership code D, individual
Mar 31, 2014 to Mar 7, 2024factForm ADV

Dated events

Occurred
Mar 19, 2019
Control person left
Joseph Madden (President) no longer on Schedule A of Madden Funds Management (listed 2018-03-20, absent 2019-03-19)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f0be475-d9b3-e217-82d9-33971f4299e0
First observed: Mar 29, 2012
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADDEN FUNDS MANAGEMENT

MADDEN FUNDS MANAGEMENT LTD., CRD 110309

OAK PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f0be475-d9b3-e217-82d9-33971f4299e0

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH MADDEN

n/a

OAK PARK, IL

n/a

MICHAEL JOSEPH MADDEN

n/a

OAK PARK, IL

n/a

DANIEL JOSEPH MADDEN

n/a

OAK PARK, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MADDEN, DANIEL, JOSEPH

VICE PRESIDENT

yes

12/2011

Mar 31, 2014

Mar 7, 2024

MADDEN, MICHAEL, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

05/2009

Mar 29, 2012

Mar 7, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$218M

n/a

2024

Feb 22, 2025

$206M

n/a

2023

Mar 7, 2024

$191M

n/a

2022

Feb 27, 2023

$165M

n/a

2021

Mar 10, 2022

$192M

n/a

2020

Mar 17, 2021

$203M

n/a

2019

Mar 24, 2020

$198M

n/a

2018

Mar 19, 2019

$206M

n/a

2017

Mar 20, 2018

$208M

n/a

2016

Mar 15, 2017

$180M

n/a

2015

Mar 22, 2016

$150M

n/a

2014

Mar 26, 2015

$160M

n/a

2013

Mar 31, 2014

$122M

n/a

2012

Mar 19, 2013

$151M

n/a

2011

Mar 29, 2012

$135M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$218M

$206M

5.7%

$165M

9.8%