This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LAZARD ASSET MANAGEMENT LLC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Sep 4, 2020

First registration

Nov 19, 2020

Dual registered

yes, broker-dealer

Other names

AVA GAINES

IAPD individual key

7296711

• Occurred

  Mar 21, 2022
  Advisor changed firm

  Ava Claire Gaines left Equitable Advisors, Llc for Lazard Asset Management Llc (registered 2022-04-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3f2127df-fbd3-448f-d1cf-a209ae330c1e

First observed

Nov 19, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.