DFX Intelligence

R•••••• D••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industrynot currently registered

R•••••• D••••• S••••••

Advisor at S••••••••• A•••••••• L••

NEW YORK, NY | Cutler Bay, FL

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Search this name across graphsid dfx:ria:3f2454b3-8da8-4059-2860-4ad7531fa465

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Oct 17, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• L••	State registered	Sep 24, 2025	n/a	yes	NEW YORK, NY\|Cutler Bay, FL	Current employment
C••••• C•••••• M••••••••• L••	State registered	Oct 17, 2022	Jul 17, 2023	no	CUTLER BAY, FL\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C•••••• M••••••••• L••	S••••••••• A•••••••• L••	Jul 17, 2023	Sep 24, 2025	800	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ C••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 17, 2022 to Jul 17, 2023factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f2454b3-8da8-4059-2860-4ad7531fa465
First observed: Oct 17, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.