DFX Intelligence

K•••••••• L••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

K•••••••• L••••• A••••

Advisor at I••••• F•••••••• P•••••••• L••

Holly Springs, NC

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Search this name across graphsid dfx:ria:3f2ab171-2dab-240e-5946-40a59f31e141

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• F•••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• F•••••••• P•••••••• L••	State registered	Mar 15, 2022	n/a	yes	Holly Springs, NC	Current employment
F•••••••• P••••••• G••••• I•••	n/a	Oct 17, 2002	Nov 21, 2008	no	FALLS CHURCH, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• G••••• I•••	I••••• F•••••••• P•••••••• L••	Nov 21, 2008	Mar 15, 2022	4,862	Firm change after gap	Other

Relationships

Registered with (2)

→ I••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 15, 2022 to presentfactForm ADV
→ F•••••••• P••••••• G••••• I•••Registered adviserregistration: previous registration
Oct 17, 2002 to Nov 21, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f2ab171-2dab-240e-5946-40a59f31e141
First observed: Oct 17, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.