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M•••••• J••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant30 years in industry

M•••••• J••• H•••

Advisor at C••• W••••• P••••••• L••

Santa Rosa, CA

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Search this name across graphsid dfx:ria:3f2de08c-0680-8920-5f49-403e8c4badbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• W••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• W••••• P••••••• L••	Independent wealth	Sep 28, 2022	n/a	yes	Santa Rosa, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Aug 3, 2021	Aug 5, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• H••• W••••• M•••••••••	W•••••• I••••••••• S•••••••••	Dec 31, 2022	Aug 3, 2021	-515	Firm change after gap	Other
W•••••• I••••••••• S•••••••••	C••• W••••• P••••••• L••	Aug 5, 2022

Relationships

Registered with (6)

→ C••• W••••• P••••••• L••Registered adviserregistration: current employment
Sep 28, 2022 to presentfactForm ADV
→ H••••• H••• W••••• M•••••••••Registered adviserregistration: previous registration
May 27, 2016 to Dec 31, 2022factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 3, 2021 to Aug 5, 2022factForm ADV
→ M•• W•••••Registered adviser

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
M•••••• J••• H••• left H••••• H••• W••••• M••••••••• for W•••••• I••••••••• S••••••••• (registered 2021-08-03)
Form ADVobserved 7 days ago
Occurred
Aug 5, 2022
Advisor changed firm
M•••••• J••• H••• left W•••••• I••••••••• S••••••••• for C••• W••••• P••••••• L•• (registered 2022-09-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f2de08c-0680-8920-5f49-403e8c4badbd
First observed: Aug 20, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.