R••••• N•••••

Advisor at W•••• I••••••••• A•••••••• L••

Berwyn, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f33f46d-0952-9320-6e0a-6199771b96dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Apr 13, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Nov 5, 2025	n/a	yes	Berwyn, PA	Current employment
W••••• A••••••• G••••• I•••	Former SEC adviser	Feb 26, 2016	Nov 26, 2025	no	BERWYN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A••••••• G••••• I•••	W•••• I••••••••• A•••••••• L••	Nov 26, 2025	Nov 5, 2025	-21	Firm change	Other
L•••• C•••••• M••••••••• I•••	W••••• A••••••• G••••• I•••	Feb 29, 2016	Feb 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
122269:208512:PA:2025-11-26	Nov 26, 2025	Nov 5, 2025	BERWYN, PA	Firm change

Relationships

Registered with (5)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ W••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 26, 2016 to Nov 26, 2025factForm ADV
→ L•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2015 to Feb 29, 2016factForm ADV
→ S•••• B•••••• A•••• M••••••••• L••

Dated events

Occurred
Nov 26, 2025
Advisor changed firm
R••••• N••••• left W••••• A••••••• G••••• I••• for W•••• I••••••••• A•••••••• L•• (registered 2025-11-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f33f46d-0952-9320-6e0a-6199771b96dd
First observed: Feb 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.