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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

LLOYD THOMAS LAYTON

Advisor at REALTA INVESTMENT ADVISORS, INC

WILMINGTON, DE | Ashburn, VA

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Search this name across graphsid dfx:ria:3f3ae415-caf7-c220-3107-301a6d41b758

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 8, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REALTA INVESTMENT ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 9, 1987
First registration: Sep 8, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 1618414

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Feb 5, 2019	n/a	yes	WILMINGTON, DE\|Ashburn, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 2, 2015	Oct 12, 2018	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 26, 2015	no	Washington, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 9, 2004	Apr 2, 2007	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 8, 1995	Aug 2, 2004	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	REALTA INVESTMENT ADVISORS, INC	Oct 12, 2018	Feb 5, 2019	116	Firm change	Wirehouse to RIA
MORGAN STANLEY	WELLS FARGO ADVISORS	Mar 26, 2015	Apr 2, 2015	7	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Aug 2, 2004	Aug 9, 2004	7	Firm change	Other

Relationships

Registered with (6)

→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
Feb 5, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 2, 2015 to Oct 12, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 26, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 9, 2004 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 8, 1995 to Aug 2, 2004factForm ADV

Dated events

No dated event names this entity yet.