This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PENSERRA GLOBAL INVESTORS LLC

Current firm class

institutional managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S66

First exam

Oct 5, 2018

First registration

Oct 8, 2018

Dual registered

no

Other names

Sean Gregory OToole

IAPD individual key

6989605

• Occurred

  Sep 28, 2024
  Advisor changed firm

  Sean O'Toole left Maverick Ltc, Llc for Penserra Global Investors Llc (registered 2026-05-11)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3f3c84de-b39a-1f52-4e76-c08bfc740749

First observed

Oct 8, 2018

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.