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Advisor at RFG ADVISORY, LLC
VESTAVIA HILLS, AL | DESTIN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | May 24, 2019 | n/a | yes | VESTAVIA HILLS, AL|DESTIN, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 11, 2007 | Jun 11, 2019 | no | FORT MILL, SC|FORT WALTON BEACH, FL|FT WALTON BEACH, FL|SAN DIEGO, CA|FORT WALTON BEACH, FL|FORT WALTON BEACH, FL|DESTIN, FL|DESTIN, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Nov 10, 2005 | Nov 2, 2010 | no | FT WALTON BEACH, FL|FORT WALTON BEACH, FL|DESTIN, FL|MARY ESTHER, FL|FORT WALTON BEACH, FL|FORT WALTON BEACH, FL|FT. WALTON BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RFG ADVISORY, LLC | Jun 11, 2019 | May 24, 2019 | -18 | Firm change | RIA to RIA |
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Nov 2, 2010 | Dec 11, 2007 | -1,057 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:158401:FL:2019-06-11 | Jun 11, 2019 | May 24, 2019 | DESTIN, FL | Firm change |