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RIA / WealthAdvisor40 years in industry

MARK JOHN GOVONI

Advisor at EMPIRICAL ASSET MANAGEMENT, LLC

WARNER, NH | WELLESLEY, MA

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Search this name across graphsid dfx:ria:3f48eeeb-7a5b-51ee-c90d-9cd05a3496c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPIRICAL ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 3, 1985
First registration: Sep 15, 2000
Dual registered: no
IAPD individual key: 1410122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPIRICAL ASSET MANAGEMENT, LLC	Independent wealth	Apr 3, 2024	n/a	yes	WELLESLEY, MA\|WARNER, NH	Current employment
BOSTON ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 20, 2009	Apr 11, 2024	no	CONCORD, NH\|CONCORD, NH\|CLEARWATER, FL\|Warner, NH	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Apr 1, 2003	Sep 7, 2004	no	MANCHESTER, NH	Previous registration
FLEET INVESTMENT ADVISORS INC.	n/a	Sep 15, 2000	Apr 1, 2003	no	MANCHESTER, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOSTON ASSET MANAGEMENT, INC.	EMPIRICAL ASSET MANAGEMENT, LLC	Apr 11, 2024	Apr 3, 2024	-8	Firm change	RIA to RIA
COLUMBIA MANAGEMENT ADVISORS, INC.	BOSTON ASSET MANAGEMENT, INC.	Sep 7, 2004	Aug 20, 2009	1,808	Firm change after gap	Other
FLEET INVESTMENT ADVISORS INC.	COLUMBIA MANAGEMENT ADVISORS, INC.	Apr 1, 2003	Apr 1, 2003	0	Firm change	Other

Relationships

Registered with (4)

→ EMPIRICAL ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ BOSTON ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 20, 2009 to Apr 11, 2024factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Apr 1, 2003 to Sep 7, 2004factForm ADV
→ FLEET INVESTMENT ADVISORS INC.Registered adviserregistration: previous registration
Sep 15, 2000 to Apr 1, 2003factForm ADV

Dated events

Occurred
Apr 11, 2024
Advisor changed firm
Mark John Govoni left Boston Asset Management, Inc. for Empirical Asset Management, Llc (registered 2024-04-03)
Form ADVobserved 4 days ago