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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
BROOKFIELD, WI | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 8, 2026 | n/a | yes | PLYMOUTH, MN|BROOKFIELD, WI | Current employment |
| ANNEX WEALTH MANAGEMENT, LLC | Independent wealth | Sep 14, 2021 | n/a | yes | BROOKFIELD, WI | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 18, 2017 | Sep 9, 2021 | no | FOND DU LAC, WI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 26, 2016 | Dec 31, 2016 | no | ROCHESTER, MN|La Crosse, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | ANNEX WEALTH MANAGEMENT, LLC | Sep 9, 2021 | Sep 14, 2021 | 5 | Firm change | Ibd to RIA |
| MSI FINANCIAL SERVICES, INC. | WOODBURY FINANCIAL SERVICES, INC. | Dec 31, 2016 | Jan 18, 2017 | 18 | Firm change | Other |