This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CANTOR FITZGERALD INVESTMENT ADVISORS

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 15, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 15, 2013

First registration

Mar 20, 2013

Dual registered

yes, broker-dealer

IAPD individual key

5929773

• Occurred

  Feb 4, 2025
  Advisor changed firm

  Andrew Thomas Shields left Ubs Financial Services Inc. for Cantor Fitzgerald Investment Advisors (registered 2025-03-03)

  Form ADVobserved 3 days ago
• Occurred

  Apr 21, 2022
  Advisor changed firm

  Andrew Thomas Shields left Wells Fargo Advisors for Ubs Financial Services Inc. (registered 2023-09-06)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3f5e9735-ccb3-d236-bb5a-84f5f3b1435d

First observed

Mar 20, 2013

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.