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Advisor at MORGAN STANLEY
Green Bay, WI | Milwaukee, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 15, 2017 | n/a | yes | Milwaukee, WI|Green Bay, WI | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Aug 1, 2012 | Mar 10, 2017 | no | APPLETON, WI|APPLETON, WI | Previous registration |
| M&I FINANCIAL ADVISORS, INC. | Former SEC adviser | Apr 20, 2012 | Aug 1, 2012 | no | APPLETON, WI | Previous registration |
| M&I INVESTMENT MANAGEMENT CORP. | Former SEC adviser | May 18, 2010 | Apr 19, 2012 | no | MILWAUKEE, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 28, 2010 | no | Green Bay, WI | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 16, 1999 | Jun 1, 2009 | no | RHINELANDER, WI|GREEN BAY, WI|GREEN BAY, WI|GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | MORGAN STANLEY | Mar 10, 2017 | Mar 15, 2017 | 5 | Firm change | Other |
| M&I FINANCIAL ADVISORS, INC. | BMO HARRIS FINANCIAL ADVISORS, INC | Aug 1, 2012 | Aug 1, 2012 | 0 | Channel change | Other |
| M&I INVESTMENT MANAGEMENT CORP. | M&I FINANCIAL ADVISORS, INC. | Apr 19, 2012 | Apr 20, 2012 | 1 | Channel change | Other |
| MORGAN STANLEY | M&I INVESTMENT MANAGEMENT CORP. | Apr 28, 2010 | May 18, 2010 | 20 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |