DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

PAUL COHN MCCLUNG

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f6201f8-1ecf-60d4-a551-e3c78c7d393a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Sep 14, 1999
First registration: Jul 27, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 3236946

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 4, 2015	n/a	yes	NEW YORK, NY	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	May 15, 2014	Dec 4, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Jul 2, 2010	May 9, 2014	no	NEW YORK, NY	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Jul 27, 2004	May 1, 2007	no	PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 4, 2015	0	Bulk transfer	Other
EAGLE STRATEGIES LLC	BARCLAYS CAPITAL INC.	May 9, 2014	May 15, 2014	6	Firm change	Other
M HOLDINGS SECURITIES, INC.	EAGLE STRATEGIES LLC	May 1, 2007	Jul 2, 2010	1,158	Firm change after gap	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Dec 4, 2015 to presentfactForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
May 15, 2014 to Dec 4, 2015factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Jul 2, 2010 to May 9, 2014factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Jul 27, 2004 to May 1, 2007factForm ADV

Dated events

No dated event names this entity yet.