DFX Intelligence

J•••• H•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J•••• H•••• O••••••

Advisor at H•••• J•••• I••••••••• M••••••••• I•••

NEW YORK, NY

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Search this name across graphsid dfx:ria:3f706db8-e894-c534-3fb7-a04f79288b75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• J•••• I••••••••• M••••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 20, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• J•••• I••••••••• M••••••••• I•••	Institutional manager	Jan 1, 2026	n/a	yes	NEW YORK, NY	Current employment
N•••••••• • A••••••••• I••	Independent wealth	Feb 21, 2007	Feb 24, 2014	no	RENO, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• • A••••••••• I••	H•••• J•••• I••••••••• M••••••••• I•••	Feb 24, 2014	Jan 1, 2026	4,329	Firm change after gap	Other

Relationships

Registered with (2)

→ H•••• J•••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ N•••••••• • A••••••••• I••Registered adviserregistration: previous registration
Feb 21, 2007 to Feb 24, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f706db8-e894-c534-3fb7-a04f79288b75
First observed: Feb 21, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.