DFX Intelligence

D••••• V•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

D••••• V•••••• H•••••

Advisor at H••••• A•••••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:3f7cff62-512b-3636-1a6f-9892936c6dc9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 8, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• A•••••••	State registered	Mar 31, 2014	n/a	yes	WALNUT CREEK, CA	Current employment
A••••••••• S••••••••• C••••	n/a	Apr 3, 1998	Sep 4, 2009	no	WALNUT CREEK, CA\|WALNUT CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• P••••••• I••••••••• A••••••• I••	A••••••••• S••••••••• C••••	Sep 4, 2009	Apr 3, 1998	-4,172	Firm change after gap	Other
A••••••••• S••••••••• C••••	H••••• A•••••••	Sep 4, 2009	Mar 31, 2014

Relationships

Registered with (3)

→ H••••• A•••••••Registered adviserregistration: current employment
Mar 31, 2014 to presentfactForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Sep 17, 1997 to Sep 4, 2009factForm ADV
→ A••••••••• S••••••••• C••••Registered adviserregistration: previous registration
Apr 3, 1998 to Sep 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f7cff62-512b-3636-1a6f-9892936c6dc9
First observed: Sep 17, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.