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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
GARDEN CITY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Feb 25, 2023 | n/a | yes | GARDEN CITY, NY | Current employment |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jun 12, 2008 | Feb 28, 2023 | no | GARDEN CITY, NY|GARDEN CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Feb 28, 2023 | Feb 25, 2023 | -3 | Firm change | Ibd to ibd |