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Advisor at PLANMEMBER SECURITIES CORPORATION
Gilbert, AZ | Carpinteria, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Feb 22, 2016 | n/a | yes | Gilbert, AZ|Carpinteria, CA | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Nov 11, 2014 | Mar 2, 2016 | no | ROUND ROCK, TX|PALM BEACH GARDENS, FL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jan 22, 2010 | Nov 11, 2014 | no | ROUND ROCK, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | PLANMEMBER SECURITIES CORPORATION | Mar 2, 2016 | Feb 22, 2016 | -9 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | LEGEND ADVISORY, LLC | Nov 11, 2014 | Nov 11, 2014 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104761:11869:FL:2016-02-18 | Mar 2, 2016 | Feb 22, 2016 | PALM BEACH GARDENS, FL | Firm change |