DFX Intelligence

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RIA / WealthAdvisor13 years in industry

ANDREW CAPUTO SPAVENTA

Advisor at TSG ALPHA PARTNERS, LLC

OLD BRIDGE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f92bc60-2ed3-61cf-11e6-0f2f4a638da5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Nov 15, 2023 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Andrew Spaventa

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TSG ALPHA PARTNERS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Apr 5, 2013
First registration: Nov 15, 2023
Dual registered: no
Other names: Andrew Spaventa|Andrew Caputo Spaventa
IAPD individual key: 6175466

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TSG ALPHA PARTNERS, LLC	Other adviser	Aug 30, 2022	n/a	yes	OLD BRIDGE, NJ	Current employment
QUANTUM ADVISORY GROUP, LLC	State registered	Nov 15, 2023	Mar 4, 2024	no	HAUPPAUGE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUANTUM ADVISORY GROUP, LLC	n/a	Mar 4, 2024	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ TSG ALPHA PARTNERS, LLCRegistered adviserregistration: current employment
Aug 30, 2022 to presentfactForm ADV
→ QUANTUM ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Nov 15, 2023 to Mar 4, 2024factForm ADV

Dated events

Occurred
Mar 4, 2024
Advisor departed, no destination yet
Andrew Caputo Spaventa no longer registered at Quantum Advisory Group, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f92bc60-2ed3-61cf-11e6-0f2f4a638da5
First observed: Nov 15, 2023
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW CAPUTO SPAVENTA

Advisor at TSG ALPHA PARTNERS, LLC

OLD BRIDGE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f92bc60-2ed3-61cf-11e6-0f2f4a638da5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TSG ALPHA PARTNERS, LLC

Other adviser

Aug 30, 2022

n/a

yes

OLD BRIDGE, NJ

Current employment

QUANTUM ADVISORY GROUP, LLC

State registered

Nov 15, 2023

Mar 4, 2024

HAUPPAUGE, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

QUANTUM ADVISORY GROUP, LLC

n/a

Mar 4, 2024

n/a

Departure no registered destination

Departure