DFX Intelligence

C•••••• W•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C•••••• W•••••• K•••

Advisor at P•••• I••••••••• S•••••••• L••

Greensboro, NC

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Search this name across graphsid dfx:ria:3f9515d3-11e6-8595-2d84-8221562ffcee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• I••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 15, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• I••••••••• S•••••••• L••	State registered	Sep 10, 2015	n/a	yes	Greensboro, NC	Current employment
D•••• F•••••• E••••••••• D•••• P•••• P•••••••• M•••••••••	n/a	May 17, 2013	Aug 28, 2015	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• F•••••• E••••••••• D•••• P•••• P•••••••• M•••••••••	P•••• I••••••••• S•••••••• L••	Aug 28, 2015	Sep 10, 2015	13	Firm change	Other
S•••• • S••••••••• L••	D•••• F•••••• E••••••••• D•••• P•••• P•••••••• M•••••••••	Jan 24, 2013

Relationships

Registered with (4)

→ P•••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 10, 2015 to presentfactForm ADV
→ D•••• F•••••• E••••••••• D•••• P•••• P•••••••• M•••••••••Registered adviserregistration: previous registration
May 17, 2013 to Aug 28, 2015factForm ADV
→ S•••• • S••••••••• L••Registered adviserregistration: previous registration
Oct 22, 2010 to Jan 24, 2013factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f9515d3-11e6-8595-2d84-8221562ffcee
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.