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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

RISING POINT CAPITAL

RISING POINT CAPITAL MANAGEMENT, LLC, CRD 341131

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f9f46fe-cd83-9f21-d07a-73fd0c3167cb

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jun 9, 2026 to Jun 9, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Rising Point Capital

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $220MItem 5.F on the latest filing (2026-06-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $220M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Custody, client assets: $48.2M
Relying advisers: 1
SEC number: 801-136700
CRD: 341131
Filings on the tape: 1
First filed: Jun 9, 2026
Latest filed: Jun 9, 2026
Organised: Limited Liability Company, DE
Website: risingpointcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KENNEBECK, ERIC, LAWRENCE	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	05/2026	Jun 9, 2026	Jun 9, 2026
NEXT HORIZON CAPITAL INC.	Member	C	yes	12/2019	Jun 9, 2026	Jun 9, 2026
RISING POINT CAPITAL LLC	Member	D	yes	12/2019	Jun 9, 2026	Jun 9, 2026

Relationships

Controls (3)

← RISING POINT CAPITAL LLCOwnerMEMBER, ownership code D, domestic entity
Jun 9, 2026 to presentfactForm ADV
← KENNEBECK, ERIC, LAWRENCEOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 9, 2026 to presentfactForm ADV
← NEXT HORIZON CAPITAL INC.OwnerMEMBER, ownership code C, domestic entity
Jun 9, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f9f46fe-cd83-9f21-d07a-73fd0c3167cb
First observed: Jun 9, 2026
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RISING POINT CAPITAL

RISING POINT CAPITAL MANAGEMENT, LLC, CRD 341131

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f9f46fe-cd83-9f21-d07a-73fd0c3167cb

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KENNEBECK, ERIC, LAWRENCE

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

05/2026

Jun 9, 2026

NEXT HORIZON CAPITAL INC.

Member

yes

12/2019

Jun 9, 2026

RISING POINT CAPITAL LLC

Member

yes

12/2019

Jun 9, 2026