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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GREYSTONE INVESTMENT MANAGEMENT, LLC

CRD 111084

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3fb07167-30e8-0205-2b3e-8bf7d6b9634b

Data as of Mar 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2012 to Mar 21, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $301MItem 5.F on the latest filing (2018-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $301M
Private client RAUM: $285MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 325
Individual clients: 59
High net worth clients: 74
SEC number: 801-58150
CRD: 111084
Filings on the tape: 10
First filed: Mar 24, 2012
Latest filed: Mar 21, 2018
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, RUTH, WESNER	CHIEF OPERATING OFFICER, MEMBER, TREASURER	C	yes	03/2001	Mar 24, 2012	Mar 21, 2018
DEMPSEY, SALLY, HUMPHREY	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER	B	yes	01/2012	Mar 24, 2012	Mar 21, 2018
LEVIN, PETER, FREDERIC	MEMBER, CHAIRMAN	C	yes	03/2001	Mar 24, 2012	Mar 21, 2018
REED, MICHAEL, ROBERT	Member	A	no	01/2012	Mar 24, 2012	Mar 21, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 21, 2018	$301M	$301M	7	3	0	n/a	n/a
2016	Mar 21, 2017	$260M	$260M	7	3	n/a	n/a	n/a
2015	Mar 28, 2016	$320M	$320M	8	4	n/a	n/a	n/a
2014	Mar 13, 2015	$347M	$347M	7	4	n/a	n/a	n/a
2013	Mar 20, 2014	$330M	$330M	7	4	n/a	n/a	n/a
2012	Mar 25, 2013	$284M	$281M	7	3	n/a	n/a	n/a
2011	Mar 24, 2012	$288M	$285M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$301M	$260M	15.5%	$347M	-4.7%	7	7	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MADISON WEALTH MANAGEMENT	2	Jan 7, 2019	Jan 17, 2019	CINCINNATI, OH	Team lift out	RIA to RIA	100.0%

Relationships

Controls (3)

← ADAMS, RUTH, WESNEROwnerCHIEF OPERATING OFFICER, MEMBER, TREASURER, ownership code C, individual
Mar 24, 2012 to presentfactForm ADV
← LEVIN, PETER, FREDERICOwnerMEMBER, CHAIRMAN, ownership code C, individual
Mar 24, 2012 to presentfactForm ADV
← DEMPSEY, SALLY, HUMPHREYOwnerCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER, ownership code B, individual
Mar 24, 2012 to presentfactForm ADV

Owns (1)

← REED, MICHAEL, ROBERTOwnerMEMBER, ownership code A, individual
Mar 24, 2012 to presentfactForm ADV

Moved with (1)

→ MADISON WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jan 7, 2019 to Jan 17, 2019factForm ADV

Registered with (3)

← MICHAEL ROBERT REEDAdvisorregistration: previous registration
Nov 16, 2006 to Jan 7, 2019factForm ADV
← SALLY HUMPHREY DEMPSEYAdvisorregistration: previous registration
Mar 22, 2013 to Jan 7, 2019factForm ADV
← JEFFREY IAN KERSTINEAdvisorregistration: previous registration
Jun 25, 2003 to Jul 28, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fb07167-30e8-0205-2b3e-8bf7d6b9634b
First observed: Mar 24, 2012
Last observed: Mar 21, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREYSTONE INVESTMENT MANAGEMENT, LLC

CRD 111084

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3fb07167-30e8-0205-2b3e-8bf7d6b9634b

Data as of Mar 21, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, RUTH, WESNER

CHIEF OPERATING OFFICER, MEMBER, TREASURER

yes

03/2001

Mar 24, 2012

Mar 21, 2018

DEMPSEY, SALLY, HUMPHREY

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER

yes

01/2012

Mar 24, 2012

Mar 21, 2018

LEVIN, PETER, FREDERIC

MEMBER, CHAIRMAN

yes

03/2001

Mar 24, 2012

Mar 21, 2018

REED, MICHAEL, ROBERT

Member

01/2012

Mar 24, 2012

Mar 21, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 21, 2018

$301M

n/a

2016

Mar 21, 2017

$260M

n/a

2015

Mar 28, 2016

$320M

n/a

2014

Mar 13, 2015

$347M

n/a

2013

Mar 20, 2014

$330M

n/a

2012

Mar 25, 2013

$284M

$281M

n/a

2011

Mar 24, 2012

$288M

$285M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$301M

$260M

15.5%

$347M

-4.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MADISON WEALTH MANAGEMENT

Jan 7, 2019

Jan 17, 2019

CINCINNATI, OH

Team lift out

RIA to RIA

100.0%