DFX Intelligence

A••••• B•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

A••••• B•••••• K••••••

Advisor at C••••••••• C•••••• M•••••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:3fb2b7de-83b5-7bd9-cb2d-a642ccc9d1ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C•••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 31, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C•••••• M•••••••••	State registered	Mar 3, 2023	n/a	yes	NEW YORK, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 22, 2009	May 27, 2015	no	HAUPPAUGE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C••••••••• C•••••• M•••••••••	May 27, 2015	Mar 3, 2023	2,837	Firm change after gap	Wirehouse to state RIA
O••••••••• • C•• I•••	W•••• F•••• A•••••••	Nov 2, 2009	Oct 22, 2009

Relationships

Registered with (3)

→ C••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 22, 2009 to May 27, 2015factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Feb 1, 2008 to Nov 2, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fb2b7de-83b5-7bd9-cb2d-a642ccc9d1ac
First observed: Feb 1, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.