DFX Intelligence

D••• N••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant18 years in industry

D••• N••••••• B•••••

Advisor at M•• C•••••• M••••••••• L••

Los Angeles, CA

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Search this name across graphsid dfx:ria:3fb79c1a-c784-f09b-9b4f-9120415105a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 20, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Aug 17, 2022	n/a	yes	Los Angeles, CA	Current employment
I•••••••• C•••••• L••	Former SEC adviser	May 20, 2021	Aug 5, 2022	no	SAN RAMON, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• C•••••• L••	M•• C•••••• M••••••••• L••	Aug 5, 2022	Aug 17, 2022	12	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
122418:109807:CA:2022-08-05	Aug 5, 2022	Aug 17, 2022	SAN RAMON, CA	Firm change

Relationships

Registered with (2)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ I•••••••• C•••••• L••Registered adviserregistration: previous registration
May 20, 2021 to Aug 5, 2022factForm ADV

Dated events

Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fb79c1a-c784-f09b-9b4f-9120415105a1
First observed: May 20, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.