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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PRUDENT STREET FINANCIAL ADVISORS, LLC

CRD 160436

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3fb93df8-0311-0ef0-22fd-4d0a727a5958

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Feb 23, 2012 to Mar 18, 2024
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Prudent Street Financial Advisors, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $303MItem 5.F on the latest filing (2024-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $163M
Private client RAUM: $165MderivedItem 5.D individuals plus high net worth individuals
Private client share: 55%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 458
Individual clients: 77
High net worth clients: 60
Custody, client assets: $20.8M
SEC number: 801-74401
CRD: 160436
Filings on the tape: 27
First filed: Feb 23, 2012
Latest filed: Mar 18, 2024
Organised: Limited Liability Company, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RICHARDSON, DAVID, LINCOLN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	03/2012	Mar 31, 2012	Mar 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 18, 2024	$303M	$163M	7	5	0	n/a	n/a
2022	Mar 27, 2023	$258M	$142M	7	5	0	n/a	n/a
2021	Mar 30, 2022	$310M	$162M	8	6	0	n/a	n/a
2020	Mar 19, 2021	$308M	$126M	6	3	0	n/a	n/a
2019	Apr 26, 2020	$289M	$100M	7	3	0	n/a	n/a
2018	Mar 29, 2019	$239M	$83.8M	8	2	0	n/a	n/a
2017	Mar 29, 2018	$240M	$71.0M	6	2	0	n/a	n/a
2016	Mar 28, 2017	$201M	$75.1M	7	2	n/a	n/a	n/a
2015	Mar 29, 2016	$217M	$68.7M	5	4	n/a	n/a	n/a
2014	Mar 27, 2015	$211M	$67.9M	5	4	n/a	n/a	n/a
2013	Mar 31, 2014	$188M	$62.6M	5	4	n/a	n/a	n/a
2012	Mar 18, 2013	$159M	$45.3M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$303M	$258M	17.4%	$308M	-0.6%	7	7	0	0

Relationships

Controls (1)

← RICHARDSON, DAVID, LINCOLNOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 31, 2012 to presentfactForm ADV

Registered with (3)

← Hunter Pierce AndersonAdvisorregistration: previous registration
Feb 5, 2024 to Dec 13, 2024factForm ADV
← Daniel J BrowneAdvisorregistration: previous registration
Feb 17, 2022 to Oct 19, 2022factForm ADV
← Wesley Howard McNeillieAdvisorregistration: previous registration
Apr 17, 2019 to Jul 8, 2021factForm ADV

Dated events

Occurred
Dec 13, 2024
Advisor changed firm
Hunter Pierce Anderson left Prudent Street Financial Advisors, Llc for Seven Springs Wealth Group (registered 2024-11-04)
Form ADVobserved 6 days ago
Occurred
Oct 19, 2022
Advisor changed firm
Daniel J Browne left Prudent Street Financial Advisors, Llc for Sagespring Wealth Partners (registered 2022-11-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fb93df8-0311-0ef0-22fd-4d0a727a5958
First observed: Feb 23, 2012
Last observed: Mar 18, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRUDENT STREET FINANCIAL ADVISORS, LLC

CRD 160436

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3fb93df8-0311-0ef0-22fd-4d0a727a5958

Data as of Mar 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RICHARDSON, DAVID, LINCOLN

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

03/2012

Mar 31, 2012

Mar 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 18, 2024

$303M

$163M

n/a

2022

Mar 27, 2023

$258M

$142M

n/a

2021

Mar 30, 2022

$310M

$162M

n/a

2020

Mar 19, 2021

$308M

$126M

n/a

2019

Apr 26, 2020

$289M

$100M

n/a

2018

Mar 29, 2019

$239M

$83.8M

n/a

2017

Mar 29, 2018

$240M

$71.0M

n/a

2016

Mar 28, 2017

$201M

$75.1M

n/a

2015

Mar 29, 2016

$217M

$68.7M

n/a

2014

Mar 27, 2015

$211M

$67.9M

n/a

2013

Mar 31, 2014

$188M

$62.6M

n/a

2012

Mar 18, 2013

$159M

$45.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$303M

$258M

17.4%

$308M

-0.6%