DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

syed wasi ahmed

Advisor at HSBC SECURITIES (USA) INC.

NEW YORK, NY | Deer Park, NY | BEVERLY HILLS, CA | MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3fbb1946-d85e-50b7-8db7-781a5792c41d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 15, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HSBC SECURITIES (USA) INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 23, 2005
First registration: Aug 15, 2017
Dual registered: yes, broker-dealer
Other names: WILLIAM WARREN|SYED WASI AHMED|syed w ahmed
IAPD individual key: 4982400

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Jul 11, 2023	n/a	yes	NEW YORK, NY\|Deer Park, NY\|BEVERLY HILLS, CA\|MIAMI, FL	Current employment
CITI PRIVATE ADVISORY, LLC	Former SEC adviser	Jul 21, 2022	Jun 30, 2010	no	New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 21, 2022	Jun 28, 2023	no	New York, NY	Previous registration
MORGAN STANLEY	Wirehouse	Aug 16, 2021	Jul 21, 2022	no	New York, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 15, 2017	Aug 4, 2021	no	NEW YORK, NY\|MELVILLE, NY\|WHITE PLAINS, NY\|NEW YORK, NY\|WHITE PLAINS, NY\|NEW YORK, NY\|ST. LOUIS, MO\|SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	HSBC SECURITIES (USA) INC.	Jun 28, 2023	Jul 11, 2023	13	Firm change	Ibd to ibd
MORGAN STANLEY	CITI PRIVATE ADVISORY, LLC	Jul 21, 2022	Jul 21, 2022	0	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Aug 4, 2021	Aug 16, 2021	12	Firm change	Wirehouse to wirehouse
CITI PRIVATE ADVISORY, LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 30, 2010	Jul 21, 2022	4,404	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:153777:NY:2022-07-21	Jul 21, 2022	Jul 21, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ HSBC SECURITIES (USA) INC.Registered adviserregistration: current employment
Jul 11, 2023 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 21, 2022 to Jun 28, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 16, 2021 to Jul 21, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2017 to Aug 4, 2021factForm ADV
→ CITI PRIVATE ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 21, 2022 to Jun 30, 2010factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
Syed Wasi Ahmed left Citigroup Global Markets Inc. for Hsbc Securities (Usa) Inc. (registered 2023-07-11)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2022
Advisor changed firm
Syed Wasi Ahmed left Morgan Stanley for Citi Private Advisory, Llc (registered 2022-07-21)
Form ADVobserved 4 days ago