DFX Intelligence

H••••• J•• Z•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

H••••• J•• Z•••••

Advisor at C•••••• C•••••• M••••••••• C•••••••••

SAUGUS, MA

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Search this name across graphsid dfx:ria:3fc687d7-05ca-22b6-f852-d35a19c9ec39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• M••••••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• M••••••••• C•••••••••	State registered	Dec 20, 2019	n/a	yes	SAUGUS, MA	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jun 13, 2018	May 13, 2019	no	Andover, MA\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	C•••••• C•••••• M••••••••• C•••••••••	May 13, 2019	Dec 20, 2019	221	Firm change	Other
S•••••• W••••• P•••••••• L••	E•••••• A••••••• G••••• L••	Jun 5, 2018	Jun 13, 2018

Relationships

Registered with (3)

→ C•••••• C•••••• M••••••••• C•••••••••Registered adviserregistration: current employment
Dec 20, 2019 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Jun 13, 2018 to May 13, 2019factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 7, 2017 to Jun 5, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fc687d7-05ca-22b6-f852-d35a19c9ec39
First observed: Sep 7, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.