DFX Intelligence

P••• D••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)28 years in industry

P••• D••••• K••••

Advisor at O•• N•••• S•••• W••••• M••••••••• L••

WILMINGTON, NC

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Search this name across graphsid dfx:ria:3fc6dcca-a076-5962-4430-ba556b7911c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• N•••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 31, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• N•••• S•••• W••••• M••••••••• L••	Independent wealth	Oct 27, 2008	n/a	yes	WILMINGTON, NC	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Dec 31, 2001	Oct 21, 2008	no	WILMINGTON, NC\|WILMINGTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	O•• N•••• S•••• W••••• M••••••••• L••	Oct 21, 2008	Oct 27, 2008	6	Firm change	Other

Relationships

Registered with (2)

→ O•• N•••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 27, 2008 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Dec 31, 2001 to Oct 21, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fc6dcca-a076-5962-4430-ba556b7911c5
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.