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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MILLBURN RIDGEFIELD CORPORATION

CRD 119077

NEW YORK, NY

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Search this name across graphsid dfx:ria:3fcdabaa-b931-b1c3-1dae-3d0e26dffab9

Data as of Mar 4, 2020 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Mar 4, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.3BItem 5.F on the latest filing (2020-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 51
Advisory employees: 18
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $169Mgross asset value as reported per fund; never fund size
Custody, client assets: $411M
SEC number: 801-
CRD: 119077
Filings on the tape: 14
First filed: Mar 28, 2012
Latest filed: Mar 4, 2020
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MILLBURN HEDGE FUND LP	Hedge Fund	$81.8M	Mar 23, 2015	59	Mar 28, 2012	dropped	021-127470

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEKER, HARVEY	CO-CHAIRMAN	C	yes	06/1978	Mar 28, 2012	Mar 4, 2020
BUCKBINDER, GREGG, RICHARD	PRESIDENT, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER	A	yes	11/2015	Mar 28, 2012	Mar 4, 2020
CRAPPLE, GEORGE, EDWIN	CO-CHAIRMAN	C	yes	04/1983	Mar 28, 2012	Mar 4, 2020
FELSENTHAL, STEVEN, MARC	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2004	Mar 28, 2012	Mar 4, 2020
FITZSIMMONS, MARK, BRUCE	SENIOR VICE PRESIDENT	Na	yes	01/2006	Mar 28, 2012	Mar 4, 2020
GOODMAN, BARRY, ALAN	CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING	B	yes	11/2015	Mar 28, 2012	Mar 4, 2020
SMITH, GRANT, NORMAN	CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	yes	11/2015	Mar 28, 2012	Mar 4, 2020
RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST	Shareholder	A	no	05/2014	Mar 20, 2017	Mar 4, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MILLBURN INTERNATIONAL (EUROPE) LLP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 26, 2019	$4.3B	$4.3B	51	18	0	3	$169M
2017	Mar 19, 2018	$4.1B	$4.1B	15	6	0	3	$195M
2016	Mar 20, 2017	$1.7B	$1.4B	15	6	n/a	3	$181M
2015	Mar 23, 2016	$633M	$394M	16	6	n/a	3	$186M
2014	Mar 23, 2015	$542M	$285M	15	6	n/a	4	$275M
2013	Mar 19, 2014	$522M	$275M	16	5	n/a	4	$261M
2012	Mar 20, 2013	$507M	$276M	19	5	n/a	4	$241M
2011	Mar 28, 2012	$533M	$307M	n/a	n/a	n/a	4	$269M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$4.3B	$4.1B	4.5%	$633M	89.4%	51	15	0	0

Relationships

Controls (7)

← FITZSIMMONS, MARK, BRUCEOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← GOODMAN, BARRY, ALANOwnerCO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV
← BUCKBINDER, GREGG, RICHARDOwnerPRESIDENT, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER, ownership code A, individual
Mar 28, 2012 to presentfactForm ADV
← SMITH, GRANT, NORMANOwnerCO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV
← BEKER, HARVEYOwnerCO-CHAIRMAN, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← CRAPPLE, GEORGE, EDWINOwnerCO-CHAIRMAN, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← FELSENTHAL, STEVEN, MARCOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUSTOwnerSHAREHOLDER, ownership code A, domestic entity
Mar 20, 2017 to presentfactForm ADV

Advises (1)

→ MILLBURN HEDGE FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Mar 23, 2015factForm ADV

Dated events

Occurred
Mar 19, 2018
Regulatory AUM changed
Millburn Ridgefield Corporation reported RAUM $4.1B, up 138% from $1.7B (2017-03-27 to 2018-03-19)
Form ADVobserved 3 days ago
$2.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fcdabaa-b931-b1c3-1dae-3d0e26dffab9
First observed: Mar 28, 2012
Last observed: Mar 4, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLBURN RIDGEFIELD CORPORATION

CRD 119077

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3fcdabaa-b931-b1c3-1dae-3d0e26dffab9

Data as of Mar 4, 2020 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MILLBURN HEDGE FUND LP

Hedge Fund

$81.8M

Mar 23, 2015

Mar 28, 2012

dropped

021-127470

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEKER, HARVEY

CO-CHAIRMAN

yes

06/1978

Mar 28, 2012

Mar 4, 2020

BUCKBINDER, GREGG, RICHARD

PRESIDENT, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER

yes

11/2015

Mar 28, 2012

Mar 4, 2020

CRAPPLE, GEORGE, EDWIN

CO-CHAIRMAN

yes

04/1983

Mar 28, 2012

Mar 4, 2020

FELSENTHAL, STEVEN, MARC

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

01/2004

Mar 28, 2012

Mar 4, 2020

FITZSIMMONS, MARK, BRUCE

SENIOR VICE PRESIDENT

yes

01/2006

Mar 28, 2012

Mar 4, 2020

GOODMAN, BARRY, ALAN

CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING

yes

11/2015

Mar 28, 2012

Mar 4, 2020

SMITH, GRANT, NORMAN

CO-CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER

yes

11/2015

Mar 28, 2012

Mar 4, 2020

RESIDUARY QSST TRUST ESTABLISHED UNDER THE DENNIS BRENNAN NEWTON REVOCABLE TRUST

Shareholder

05/2014

Mar 20, 2017

Mar 4, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MILLBURN INTERNATIONAL (EUROPE) LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 26, 2019

$4.3B

$169M

2017

Mar 19, 2018

$4.1B

$195M

2016

Mar 20, 2017

$1.7B

$1.4B

n/a

$181M

2015

Mar 23, 2016

$633M

$394M

n/a

$186M

2014

Mar 23, 2015

$542M

$285M

n/a

$275M

2013

Mar 19, 2014

$522M

$275M

n/a

$261M

2012

Mar 20, 2013

$507M

$276M

n/a

$241M

2011

Mar 28, 2012

$533M

$307M

n/a

$269M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$4.3B

$4.1B

4.5%

$633M

89.4%