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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 16, 2025 | n/a | yes | New York, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jan 27, 2025 | May 29, 2025 | no | Philadelphia, PA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 28, 2019 | Dec 31, 2024 | no | MELVILLE, NY|New York, NY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 7, 2018 | Dec 31, 2018 | no | Scottsdale, AZ | Previous registration |
| LEARNVEST PLANNING SERVICES, LLC | Former SEC adviser | Aug 9, 2017 | Jun 11, 2018 | no | Scottsdale, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 29, 2025 | Jul 16, 2025 | 48 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MORGAN STANLEY | Dec 31, 2024 | Jan 27, 2025 | 27 | Firm change | Other |
| LEARNVEST PLANNING SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jun 11, 2018 | Sep 7, 2018 | 88 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162453:2881:AZ:2018-06-07 | Jun 11, 2018 | Sep 7, 2018 | SCOTTSDALE, AZ | Firm change |