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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HOLLADAY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 27, 2019 | n/a | yes | HOLLADAY, UT | Current employment |
| FIRST WESTERN ADVISORS | Former SEC adviser | Jan 18, 2006 | Sep 27, 2019 | no | HOLLADAY, UT|HOLLADAY, UT | Previous registration |
| ZIONS DIRECT, INC. | n/a | Feb 6, 2003 | Jan 17, 2006 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST WESTERN ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 27, 2019 | Sep 27, 2019 | 0 | Firm change | RIA to ibd |
| ZIONS DIRECT, INC. | FIRST WESTERN ADVISORS | Jan 17, 2006 | Jan 18, 2006 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13623:149018:UT:2019-09-27 | Sep 27, 2019 | Sep 27, 2019 | HOLLADAY, UT | Firm change |